Legal & Regulatory

Our Legal and Regulatory obligations are at the heart of our values. The best way to maintain those is to conduct our business according to the highest standards of integrity.

Our Legal and Regulatory obligations are at the heart of our values. The best way to maintain those is to conduct our business according to the highest standards of integrity.

Bates Wells & Braithwaite London LLP, trading as Bates Wells, is a limited liability partnership registered in England and Wales (OC325522), with registered office and principal place of business at 10 Queen Street Place, London, EC4R 1BE.

Read more of our policies here:

- Terms of Business
- Client Satisfaction Policy
- Cyber Security
- Slavery and Human Trafficking

Bates Wells is authorised and regulated by the Solicitors Regulation Authority (465497) and is authorised and regulated by the Financial Conduct Authority (466148). Bates Wells is also registered with the Information Commissioner’s Office (Z8685363).

We use the word 'partner' to refer to a member of Bates Wells, or an employee or consultant with equivalent standing and qualifications. A full list of partners is available on Bates Wells' website and at our office.

Our Professional Indemnity Insurance Broker is Lockton Companies International Limited. Their registered address is The St Botolph Building, 138 Houndsditch London, EC3A 7AG. The territorial coverage is worldwide, subject to conditions and exclusions. Further information about our limit of liability can be found in our Terms of Business. Our Professional Indemnity Insurer is HDI Global Speciality SE - UK. Period of insurance: 1 October 2019 to 30 September 2020.